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Dan Aaron Polster Financial Disclosure Report for 2009



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I Rev. V200~ .~o t0 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009 Re~ort Req,,ired by the Zthics in Government Act of 1978 (5 v.S.C, app. §§ loi-t t O L Person Reporting (last name, firstl middle initial) Polster, Dan A. 4. Title (Article IlI judges indicate active or senior slams; magistrate judges indicate full- or part-time) U.S. District Judge--Active 2, Court or Organlz#tion U.S. Dist. Ct., ND Ohio 5a. Report Type (check appropriate type) [] Nomination. [] lniti~.l Date [] Annual
  I .~o t0 FINANCIAL DISCLOSURE REPORT Re~ort Req,,ired by the Zthics in Government Act of 1978 Rev. V200~ FOR CALENDAR YEAR 2009 (5 v.S.C, app. §§ loi-t t O L Person Reporting (last name, firstl middle initial)2, Court or Organlz#tion 3. Date of Report Polster, Dan A. U.S. Dist. Ct., ND Ohio 04/12/2010 4. Title (Article IlI judges indicate active or senior slams; 5a. Report Type (check appropriate type)6. Reporting Period magistrate judges indicate full- or part-time) [] Nomination. Date 01/01/2009 U.S. District Judge--Active [] lniti~.l [] Annual [] Final to 12/31F2009 51~ [] Amended Report 7. Chambers or Office Address 8. On the basia of the information contained in this Report and any modifications pertaining thereto, it Is, in my opinion, in compliance United States District Judge with applicable laws and regoJations. 18B Carl B. Stokes U.S. Court Cleveland, Ohio 44133 Reviewing OfficerDale IMPORTANT NO TES: The instrncao~v accompanying this form must be followed Complete all parts, checking the NONE b~ for each part where yon have no reportable information. Sign on last page. I. POSITIONS. ca~ma~g i~d~id~,t o~; ,~, ~. ~.n of filing instructions.) [-~ NONE (No reportable positiom.) POSITIONNAME OF ORGANIZATION/ENTITY 1. Lifetime TrusteeAgnon School2. Lifetime Trustee Siegal College of Jewish Studies 3. Trustee Jewish Education Center of Cleveland 4. Trustee ~ trust ~. Board of Directors Federal Bar Assn (Cleveland chapter) 6. Board of DirectorsMr. Sinai Health Foundation II. AGRE EME NTS. ~o~on~n~ ~,~.~ o~t~ ~ ~,~,. u-u of fdlng inswuct~ns.) ~ NONE ~o reportable agreements.) PARTIES AND TE~S 1. 1998 U.S. Civil Se~ee Reti~ment System (CSRS) vested ~nsion for Dept. of Justice settee (197~1~8); to be paid upon retirement ~m judicial se~ce  FINANCIAL DISCLOSURE REPORT Name ot’ Person Reporting ] Date of Report Page 2 of 14 Polster. Dan A. [ 04/|2/2010 IIl. NON-INVESTMENT INCOME. (Reporttngindicidualandspouse;secpp. 17-24off!linginsIrucdons.) A. Filer’s Non-Investment Income NONE (No reportable non-investment income.) DATE SOLrRCE AND TYPE INCOME (yours. not spouse)s) 1.2009 Pa~k Synagogue (Stipend for teaching 10th grade Conf’mnation cIass) $2,020.00 2. 3. 4. B. Spouse’s Non-Investment Income - If you were married during any portion of t~e reporting year, complete this section. (Dollar amount trot required except for honoraria.) D NONE (No reportable non-investment income.) DATE SOURCE AND TYPE I. 2009 Hahn. Loeser & Parks (law finn) 2.3.4. IV. REIMBURSEMENTS -,,~,~rtot~,,. Io~tlng, So~, e,,er,at, .... , (tnclude~ tho~e to spou.~e and depe, dent children; sec pp. 2.~-27 of filing i~$1rilclioll$.) NONE (No reportable reimbursements.) SOLACE DATES LOCATION PURPOSEITEMS PAID OR PROVIDED 1. 2. 3.4. 5.  FINANCIAL DISCLOSURE REPORT [ N.,.~ Page 3 of 14 eolster, Dan A. ~/12/2010 V. GIFTS. a~t~d~ ,~o~ ~o ~o~ ,~d a~,a~t child--; see pp. 28-31 of fd~g NONE ~o reportable g~ts.) DESCR~TION I. 2. 3. 4.5. [~] NONE (No reportable liabilities.) CREDITORDESCRIPTION VALUE CODE i. 2. 3. 4. 5.  FINANCIAL DISCLOSURE REPORT ] Name of Person Relml’ting I Page 4 of 14 ] Polster, Dan A. ] 04/12/2010 VII. IN VESTMENTS an d TRUSTS - income. ,clue. t~.~o~ a~t,~ ,~o~ of ,~,~ ~ ~e~t children; set pp. 34-60 o/filing NONE ~o r~ortable income, assets, or transactions,) A. [ B. C. D. Description of A~ ~ In~m~ during G~ value at v~ of T~sacfio~ during rcpo~ng pcfi~ (including ~t ~) [ r~o~ing ~ri~ , ~ng p~d~ exempt from prior di~los~c [[ C~ 1 div., rent,Code 2 ~) Meth~ buy, sell, Mon~ - , Cod~ 2 [ C~v t I ~yer/sdlcr [ (A-H) or int.)(J-P) : C~e 3 ~demption) ~ - ~ - (if private 1. Money Market F~nds (~ynch) A Intent JT 2. O~ark lnfi Fund A Di~dend J T 3. Baron Growth Fd A Dividend J T 4, Amer. Gr. Fd. of America A Dividend Sold 6/18 J A 5. Munder Midcap Core Fd. A Dividend J T 6. Alger Small Cap Growth A Dividend J T 7. Thoraburg lntl Value Fd A Dividend Sold 6/18 J A 8. Eaton Vance Large Cap Fd A Dividend J T 9. Alabama Power Co. Prcf, B Dividend K T l 10, GNM P41107 bonds B Dividend K T 11. Blaekrock Pfd Inc. Fd A Dividend JT 12. Templeton Global Bd Fd A Dividend KT Buy 6/18 K 13. Blaekrook Inflation Fd A Dividend K T Buy 6/18 K 14. Hartford FIoatingRate Fd A Dividend JT Buy 6/18 J 15. Putnam Floating Rate Fd A Dividend J T Buy 611g J 16. American Bond Fd A DividendBuy 6/18 K 17. American Bond Fd A DividendSoldI I116 KA
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